1.3 Regal Securities 2022 1 2022-05-06T21:22:08Z 2022 01 28.30 17.05 11.11 63.30 8.54 CITADEL SECURITIES LLC 90.67 47.75 99.05 99.50 100.00 41.68 9.0000 23.28 9.0000 106.15 9.0000 27.03 7.5658 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. CODA MARKETS INC 9.33 52.25 0.95 0.50 0.00 67.15 9.9999 28.25 10.0002 18.28 10.0003 0.00 0.0000 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 10.55 11.33 16.07 62.63 9.97 CITADEL SECURITIES LLC 93.75 51.49 98.98 99.10 99.73 166.72 8.9346 1452.20 8.7540 551.47 8.4005 192.98 6.9987 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. CODA MARKETS INC 6.25 48.51 1.02 0.90 0.27 119.95 10.0000 127.11 10.0000 94.46 9.9999 0.00 0.0000 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 100.00 5.23 9.95 81.60 3.22 CITADEL SECURITIES LLC 77.30 83.46 49.12 79.45 100.00 5419.72 27.1815 10954.46 29.7854 17902.98 41.2654 16256.23 44.7066 Figures include option orders placed through Hilltop Securities and RBC Correspondent Services . Regal paid Citadel $4738.75 for Q1 index option orders and was passed along to customers. Global Execution Brokers LP 22.70 16.54 50.88 20.55 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Figures only include orders placed through Hilltop Securities. 2022 02 18.26 13.98 11.42 65.08 9.53 CITADEL SECURITIES LLC 100.00 100.00 100.00 100.00 100.00 76.68 9.0000 39.05 9.0000 142.87 9.0000 17.34 4.6747 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 11.24 10.47 13.68 68.17 7.67 CITADEL SECURITIES LLC 99.98 100.00 100.00 100.00 99.77 230.49 8.2100 861.04 8.7373 722.63 8.7267 106.98 4.5665 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. CODA MARKETS INC 0.02 0.00 0.00 0.00 0.23 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 100.00 5.25 12.05 78.65 4.05 CITADEL SECURITIES LLC 73.57 70.74 52.78 75.58 100.00 2040.63 31.0315 12731.60 31.8609 17397.28 38.7381 10428.60 41.9578 Figures include option orders placed through Hilltop Securities and RBC Correspondent Services . Regal paid Citadel $4738.75 for Q1 index option orders and was passed along to customers. Global Execution Brokers LP 26.43 29.26 47.22 24.42 0.00 1219.11 40.9372 17517.80 54.1324 11746.62 47.7874 3568.14 48.5990 Figures only include orders placed through Hilltop Securities. 2022 03 36.71 8.81 12.57 71.46 7.16 CITADEL SECURITIES LLC 95.36 47.35 100.00 100.00 100.00 25.08 9.0000 79.53 9.0000 265.48 9.0000 44.98 7.5422 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. CODA MARKETS INC 4.64 52.65 0.00 0.00 0.00 89.90 10.0001 0.00 0.0000 0.00 0.0000 0.00 0.0000 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 6.32 8.57 13.97 69.46 8.00 CITADEL SECURITIES LLC 96.60 60.30 100.00 100.00 100.00 235.09 6.8853 2307.28 8.6959 869.44 8.0088 120.79 4.8502 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. CODA MARKETS INC 3.40 39.70 0.00 0.00 0.00 173.33 10.0002 0.00 0.0000 0.00 0.0000 0.00 0.0000 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 100.00 4.46 11.39 80.40 3.74 CITADEL SECURITIES LLC 71.54 74.40 54.32 72.50 100.00 1249.27 29.9513 14793.06 38.8514 19979.77 44.7776 11405.96 38.7325 Figures include option orders placed through Hilltop Securities and RBC Correspondent Services . Regal paid Citadel $4738.75 for Q1 index option orders and was passed along to customers. Global Execution Brokers LP 28.46 25.60 45.68 27.50 0.00 1004.48 49.2875 15243.94 57.2714 13030.13 50.8652 3831.24 48.4844 Figures only include orders placed through Hilltop Securities.