1.3 Regal Securities 2023 3 2023-10-24T21:08:07Z 2023 07 8.15 13.09 12.01 66.49 8.59 CITADEL SECURITIES LLC 98.62 88.07 100.00 100.00 100.00 62.01 8.9999 66.17 8.9990 219.98 9.0006 18.15 3.8737 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. CODA MARKETS INC 1.38 10.55 0.00 0.00 0.00 4.79 10.0013 0.00 0.0000 0.00 0.0000 0.00 0.0000 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 1.33 14.87 14.29 59.54 11.30 CITADEL SECURITIES LLC 98.87 92.37 100.00 100.00 100.00 262.38 7.2715 150.15 4.4089 249.53 1.9996 53.48 4.5258 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. CODA MARKETS INC 1.13 7.63 0.00 0.00 0.00 20.51 10.0012 0.00 0.0000 0.00 0.0000 0.00 0.0000 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 100.00 5.11 12.74 81.02 1.12 CITADEL SECURITIES LLC 53.84 57.99 53.23 53.13 93.15 1336.54 39.7307 11612.40 39.9642 9069.05 39.6236 4585.76 33.7784 Figures include option orders placed through Hilltop Securities and RBC Correspondent Services using Regal's MPID. Regal paid Citadel $2243.60 for Q3 index option orders and was passed along to customers. Global Execution Brokers LP 46.16 42.01 46.77 46.87 6.85 976.10 39.6144 5189.70 39.9177 8451.15 39.7701 3783.56 29.7216 Figures only include option orders placed through Hilltop Securities. Regal paid Global Execution Brokers $2192.37 for Q3 index option orders and was passed along to customers. 2023 08 7.69 12.11 8.31 71.34 8.24 CITADEL SECURITIES LLC 100.00 100.00 100.00 100.00 100.00 54.59 9.0008 48.68 8.9987 181.18 9.0000 11.10 4.1802 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 1.57 13.46 13.64 58.41 14.49 CITADEL SECURITIES LLC 100.00 100.00 100.00 100.00 100.00 245.44 7.9352 206.09 6.5014 331.33 6.1405 61.22 4.3837 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 100.00 5.53 14.22 78.24 2.00 CITADEL SECURITIES LLC 50.93 53.66 48.95 50.17 87.23 1429.44 39.7287 12625.59 39.9772 8387.26 39.6823 3184.24 26.3422 Figures include option orders placed through Hilltop Securities and RBC Correspondent Services using Regal's MPID. Regal paid Citadel $2243.60 for Q3 index option orders and was passed along to customers. Global Execution Brokers LP 49.07 46.34 51.05 49.83 12.77 1197.20 40.0000 4956.30 39.8160 7196.75 39.6035 3956.70 26.7002 Figures only include option orders placed through Hilltop Securities. Regal paid Global Execution Brokers $2192.37 for Q3 index option orders and was passed along to customers. 2023 09 3.82 13.32 11.26 66.82 8.60 CITADEL SECURITIES LLC 100.00 100.00 100.00 100.00 100.00 21.93 8.9995 28.42 8.9948 88.32 8.9995 12.30 8.0424 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 1.47 12.85 14.38 62.12 10.65 CITADEL SECURITIES LLC 100.00 100.00 100.00 100.00 100.00 201.48 7.2783 204.00 6.3944 231.38 5.7780 60.64 6.8132 Figures only include equity orders placed through Hilltop Securities. Please refer to RBC Correspondent Services(RBC) 606 report for RBC equity routing data. Regal has no payment for order flow arrangements for equity orders placed through RBC. 100.00 7.27 17.89 72.83 2.01 CITADEL SECURITIES LLC 51.25 52.86 51.01 50.14 87.50 1413.05 39.8604 10838.90 39.9502 7466.21 39.2504 3040.16 37.2751 Figures include option orders placed through Hilltop Securities and RBC Correspondent Services using Regal's MPID. Regal paid Citadel $2243.60 for Q3 index option orders and was passed along to customers. Global Execution Brokers LP 48.75 47.14 48.99 49.86 12.50 1352.10 39.9439 4833.38 39.7253 8099.78 39.4169 3064.66 35.2706 Figures only include option orders placed through Hilltop Securities. Regal paid Global Execution Brokers $2192.37 for Q3 index option orders and was passed along to customers.